This is from the NY State Education Department's Practice Guidelines. Best I can understand it, the intent is to make it illegal for a contractor (a general business corporation) to offer architectural services.
B. Practice
3. Architects Employed, or Retained, by Contractors
One must be licensed in New York State to render or offer to render professional services and architectural services may not be provided by or through a general business corporation.
There is nothing to prevent a contractor from employing or retaining an architect to perform services the company may require so long as the services are not specific to the needs of their client. An example of a service specific to a client is the signing and sealing of documents for the client's project.
If a contractor wishes to construct a project for himself/herself and lease, rent or sell the project when completed, the "in-house" architect may sign and seal the documents. In this situation the contractor is the client and the professional services provided by the architect are to that client.
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Brian P. Brady AIA
Buffalo NY
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Original Message:
Sent: 11-23-2021 02:17 PM
From: Mike Mense
Subject: Clients/Not Clients
Thank you for doing the research. I would like to see the specific cite and text. Its hard for me to imagine how a lawyer, or an architect for that matter, would be able to find anything other than ambiguity in the term "user".
Thanks again and Happy Thanksgiving.
Sent from Mail for Windows
Original Message:
Sent: 11/22/2021 5:39:00 PM
From: Brian P. Brady AIA
Subject: RE: Clients/Not Clients
I am currently serving as an expert witness supporting a New York State architect who is being sued by their client, who is a contractor, who in turn is being sued by his client, the building owner and tenant. While It is not yet the basis of the lawsuit, the contractor has suggested that it was improper for the architect to enter into a contract with him as the contractor. I looked up the State Education Department regulations for architecture and it explicitly states an architect cannot enter into a contract with a contractor, when a third party is to be the actual user. Given the prevalence of design build I went back and looked it up a second time. There appears to be no ambiguity whatsoever.--
Brian P. Brady, AIA
176 Park Street
Buffalo, NY 14201
716.392.7271
Original Message:
Sent: 11/19/2021 10:02:00 AM
From: Mike A. Mense FAIA
Subject: RE: Clients/Not Clients
How to say this nicely.
An architect can have a contract with anyone. Even in New York. An engineer, a developer, a government agency, a contractor, even in some cases a renter.
An architect must have one client and one loyalty. If you look this up you will find it In your state's licensure laws, even in New York, and you will also find it in your AIA Code of Ethics, Rule 3.201
Maybe CRAN could organize a refresher course on "professional practice"?
Sincerely and with good will to all.
Sent from my iPad
Original Message:
Sent: 11/19/2021 9:38:00 AM
From: Arben Sela AIA
Subject: RE: Clients/Not Clients
I am not sure for other states, but I am pretty sure here in New York, architectural services by a licensed architect can only be provided directly to an owner, and the architect is the owners agent. A contractor can refer you to a client, and you can have both relationships however, your professional service should be to the client directly.
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Arben Sela AIA
Principal
BuildPlus Architecture PLLC
West Nyack NY
Original Message:
Sent: 11-12-2021 12:30 PM
From: Lawrence Paschall
Subject: Clients/Not Clients
I am currently working contract to a design-build contractor who parted ways with his designer in July. Essentially I'm stepping in and working with his existing clients to complete design and construction documents. However, I'm finding myself in a bit of a internal conflict as an architect and firm owner.
I am not contracted to the clients and am not involved in the contractors bidding process. However, I am concerned that his pricing is high on a couple of the projects, and the clients are taking what he tells them at face value and prematurely cutting scope. For my clients, I would have no trouble expressing those concerns as I am their advocate. But what do I do when I'm just the designer on the job? I see them as both clients and not clients. A new experience for me, so any thoughts on this would be great.
Thanks!
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Larry Paschall AIA
President/CEO
Spotted Dog Architecture
Dallas TX
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